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Do I Really Need a Policy and Procedure?

Posted By Brittani Brown, California State University San Marcos, Monday, May 11, 2020

Make sure your policy library has only what it needs

Organizations develop policies and procedures to guide operations and behavior.  Policies direct organizations on what needs to be done and how.  But how do we decide what policies are necessary?  As policy administrators, we are asked to write or implement a policy, and it is our responsibility to confirm that the policy accomplishes something, and that a policy is the best way to achieve success.  Organizations implement policies to avoid difficult conversations, to course-correct challenging groups, or to resolve an isolated incident that may never occur again. To avoid publishing an unnecessary policy, first, ask yourself if the issue is essential and if it needs clarification.

The importance is subjective.  As policy administrators, we must help our colleagues identify the need for a policy and procedure and determine how to include the important and most practical information for users.  We want to avoid issuing policies merely to replace difficult conversations.  For example, if a campus department wants to eliminate hard copy invoices, do we need a policy, or can we accomplish this goal with a conversation?

Complex issues need clarification.  Is your organization subject to new legislation?  We cannot expect every person in our organization to research and comprehend the law.  Policies are a mechanism to interpret, shorten, and add the “why” and “how” tailored to the organization.

Certain issues have a major impact on the readers and the organization. Personnel, financial, health, and safety are common policy topics and are easily identified as necessary policies.  However, the remaining potential policies should inform readers with clear communication

Creating policies for all topics results in overload, and people will ignore them.  Never write/implement a policy “just to have one” or “because it seems like a good idea.”  Align the policy with the strategic objectives of the organization.  Ensure the policy accomplishes something, and it will be read.  Keep the policy concise.

Tags:  brittani brown  policy  policy administration  policy management  policy process  procedures 

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